Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Gallaway is a financial professional with over 8 years of experience in the industry. David is a Registered Representative and Investment Advisor Representative, holding both Series 6, 7, and 63 licenses and Series 65. David is also a Certified Financial Planner, demonstrating a commitment to providing comprehensive financial advice. David's current affiliation is with Cetera Investment Advisers LLC. David has previously worked with TFS Securities, Inc., First Allied Securities, Inc., and First Allied Advisory Services, Inc. David's experience spans across various aspects of financial planning, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/20/2021 - Present
Cetera Investment Advisers LLC (WAYNE NJ)
NJ
12/05/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Wayne NJ)
NJ
02/02/2016 - 12/23/2016
TFS SECURITIES, INC. (LINCROFT NJ)
IA
Issued 05/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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