Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Friedman is a financial advisor at Northwestern Mutual Investment Services, LLC. David has been in the financial industry since 2004. David has a Series 6, 7, and 63 license. David holds a current registration with the state of Virginia. Previously, David worked at Capital Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
VA
05/08/2007 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
VA
05/24/2004 - 10/03/2006
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
BC
Issued 08/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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