Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Foley is a financial professional with over 25 years of experience in the financial services industry. David is a Certified Financial Planner and a Chartered Financial Consultant, and has held positions with several firms including Citigroup Global Markets Inc., Morgan Stanley, and Purshe Kaplan Sterling Investments. David is currently registered as an investment advisor representative with Cadent Capital Advisors, LLC in Oklahoma and Texas. David specializes in working with individuals, families, and small businesses in the areas of financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers fees
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2
OK
03/13/2015 - Present
Cadent Capital Advisors, LLC (TULSA OK)
OK
05/03/2016 - 08/20/2021
PURSHE KAPLAN STERLING INVESTMENTS (TULSA OK)
OK
06/01/2009 - 03/04/2015
MORGAN STANLEY (TULSA OK)
OK
08/21/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
NY
05/12/1997 - 08/25/1997
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
01/02/1997 - 05/14/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 11/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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