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David Michael Floyd

PFS Investments Inc.

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About David Michael Floyd

David Floyd is an investment advisor representative who has been working in the securities industry since 1993. David is currently registered with PFS Investments Inc., where he is a financial advisor. David is also a registered representative with the firm and has both Series 6 and Series 26 licenses. David is a resident of RIVERSIDE, CA and works at PFS Investments Inc.'s office in RIVERSIDE, CA. David has experience in various investment-related areas, and his previous employers include PFS INVESTMENTS INC. in LOS ANGELES and DULUTH. David has a commitment to his clients and has been working to help them achieve their financial goals for many years.

Firm Information

David Floyd is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Floyd’s Registration & Firm History

CA

06/30/2017 - Present

PFS Investments Inc. (RIVERSIDE CA)

CA

01/04/2008 - 01/28/2016

PFS INVESTMENTS INC. (LOS ANGELES CA)

GA

05/20/1993 - 12/31/2007

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 05/01/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Michael Floyd.
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