Unclaimed
David Michael Flagg is a financial professional registered with the state of Texas. David has been in the industry since March 31, 2016. David is currently employed at Robinhood Financial, LLC and Robinhood Securities, LLC. In the past, David worked for TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and Fidelity Brokerage Services LLC. David is licensed to sell securities in Texas. David has passed the Series 4, Series 7, Series 24, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/18/2022 - Present
Robinhood Financial, LLC (Westlake TX)
TX
08/10/2018 - 12/08/2020
TD AMERITRADE, INC. (Southlake TX)
TX
02/21/2018 - 12/08/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
03/18/2016 - 02/15/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 03/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2017
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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