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David Michael Flagg

Robinhood Financial, LLC

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About David Michael Flagg

David Michael Flagg is a financial professional registered with the state of Texas. David has been in the industry since March 31, 2016. David is currently employed at Robinhood Financial, LLC and Robinhood Securities, LLC. In the past, David worked for TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and Fidelity Brokerage Services LLC. David is licensed to sell securities in Texas. David has passed the Series 4, Series 7, Series 24, and Series 63 exams.

Firm Information

David Flagg is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Flagg’s Registration & Firm History

TX

04/18/2022 - Present

Robinhood Financial, LLC (Westlake TX)

TX

08/10/2018 - 12/08/2020

TD AMERITRADE, INC. (Southlake TX)

TX

02/21/2018 - 12/08/2020

TD AMERITRADE CLEARING, INC. (Southlake TX)

TX

03/18/2016 - 02/15/2018

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2018

Series 24 - General Securities Principal Examination

BC

Issued 06/12/2017

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Michael Flagg.
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