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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Finn is a financial advisor with over 27 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC and is licensed to provide financial advice in multiple states including Iowa and Texas. David has worked with a variety of clients, including individuals, families, businesses, and retirement plans. David specializes in providing financial planning, investment management, and retirement planning services. David's previous employers include VOYA FINANCIAL ADVISORS, INC., DIRECTED SERVICES LLC, and PRINCOR FINANCIAL SERVICES CORPORATION. David is committed to helping clients reach their financial goals.
Urbandale, IA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (Urbandale IA)
IA
01/22/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
11/18/2004 - 01/16/2007
DIRECTED SERVICES LLC (DES MOINES IA)
IA
10/30/1995 - 10/13/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 9/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/10/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/3/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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