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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Finn is a financial advisor with over 25 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC in Urbandale, IA. Prior to that, David was associated with VOYA FINANCIAL ADVISORS, INC. in Des Moines, IA for over 14 years. David is dedicated to providing financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations. Cetera Investment Advisers LLC offers a variety of investment advisory services, including financial planning, portfolio management, and retirement planning. The firm serves a wide range of clients, including high-net-worth individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IA
06/29/2023 - Present
Cetera Investment Advisers LLC (Urbandale IA)
IA
01/22/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
11/18/2004 - 01/16/2007
DIRECTED SERVICES LLC (DES MOINES IA)
IA
10/30/1995 - 10/13/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 09/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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