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David Michael Faulk

Empower Advisory Group, LLC

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About David Michael Faulk

David Faulk is a financial advisor at Empower Advisory Group, LLC. David has been in the financial services industry since 2004 and has a broad range of experience in helping individuals and families achieve their financial goals. David is registered with the state of Indiana and is also a Series 6 and Series 63 licensed representative. David is passionate about helping clients make informed financial decisions and believes that everyone deserves access to quality financial advice.

Firm Information

David Faulk is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Faulk’s Registration & Firm History

CO

09/01/2016 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

IN

06/08/2011 - 10/06/2014

NATIONWIDE INVESTMENT SERVICES CORPORATION (FORT WAYNE IN)

IN

05/02/2008 - 05/13/2011

GWFS EQUITIES, INC. (INDIANAPOLIS IN)

MN

08/31/2004 - 01/14/2008

WELLS FARGO INVESTMENTS, LLC (ROSEVILLE MN)

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Licenses & Designations

IA

Issued 06/27/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Michael Faulk.
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