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David Michael Farber

Broad Street Capital Markets, LLC

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About David Michael Farber

David Michael Farber is a registered representative with Broad Street Capital Markets, LLC. David has been in the securities industry for over 20 years. David holds a Series 7, Series 55, Series 63, Series 24, Series 57TO, and Series 79TO licenses. David's current registration is with Florida and New Jersey.

Firm Information

David Farber is currently registered with Broad Street Capital Markets, LLC. Broad Street Capital Markets, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Farber’s Registration & Firm History

FL

12/21/2019 - Present

Broad Street Capital Markets, LLC (Maitland FL)

FL

07/14/2015 - 01/16/2020

BMA SECURITIES, LLC (Maitland FL)

FL

10/02/2014 - 07/14/2015

HIGH POINT CAPITAL GROUP, INC. (COCOA FL)

FL

07/09/2012 - 09/15/2014

DELANEY EQUITY GROUP LLC (MAITLAND FL)

FL

04/06/2011 - 08/02/2012

ASCENDIANT CAPITAL MARKETS, LLC (MAITLAND FL)

FL

11/24/2010 - 04/06/2011

BMA SECURITIES (MAITLAND FL)

FL

07/02/2009 - 11/19/2010

SEABOARD SECURITIES, INC. (MAITLAND FL)

FL

10/01/2001 - 07/02/2009

PARK FINANCIAL GROUP, INC. (MAITLAND FL)

FL

07/06/2000 - 10/01/2001

ADVANTAGE TRADING GROUP, INC. (LONGWOOD FL)

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Licenses & Designations

BC

Issued 07/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Michael Farber. Review regulatory record here.
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