Unclaimed
David Michael Farber is a registered representative with Broad Street Capital Markets, LLC. David has been in the securities industry for over 20 years. David holds a Series 7, Series 55, Series 63, Series 24, Series 57TO, and Series 79TO licenses. David's current registration is with Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/21/2019 - Present
Broad Street Capital Markets, LLC (Maitland FL)
FL
07/14/2015 - 01/16/2020
BMA SECURITIES, LLC (Maitland FL)
FL
10/02/2014 - 07/14/2015
HIGH POINT CAPITAL GROUP, INC. (COCOA FL)
FL
07/09/2012 - 09/15/2014
DELANEY EQUITY GROUP LLC (MAITLAND FL)
FL
04/06/2011 - 08/02/2012
ASCENDIANT CAPITAL MARKETS, LLC (MAITLAND FL)
FL
11/24/2010 - 04/06/2011
BMA SECURITIES (MAITLAND FL)
FL
07/02/2009 - 11/19/2010
SEABOARD SECURITIES, INC. (MAITLAND FL)
FL
10/01/2001 - 07/02/2009
PARK FINANCIAL GROUP, INC. (MAITLAND FL)
FL
07/06/2000 - 10/01/2001
ADVANTAGE TRADING GROUP, INC. (LONGWOOD FL)
BC
Issued 07/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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