Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Ethell is an Investment Advisor Representative associated with Independent Financial Group, LLC and has been in the industry since 1996. David is registered with Financial Industry Regulatory Authority (FINRA) as a registered representative and with the state of California as an investment advisor representative. David's previous employment experience includes roles with NATIONAL PLANNING CORPORATION, MAIN STREET SECURITIES, LLC, MUTUAL OF OMAHA INVESTOR SERVICES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/05/2010 - Present
Independent Financial Group, LLC (CAMARILLO CA)
CA
11/02/2009 - 07/30/2010
NATIONAL PLANNING CORPORATION (CAMARILLO CA)
CA
06/30/2006 - 11/03/2009
MAIN STREET SECURITIES, LLC (CAMARILLO CA)
CA
02/09/1999 - 07/17/2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (WESTLAKE VILLAGE CA)
NJ
07/25/1991 - 11/05/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/25/1991 - 11/05/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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