Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Emmes is an Investment Advisor Representative at Beacon Pointe Advisors, LLC, based in Newport Beach, California. He has been in the industry since 1996. His previous experience includes working at MBSC, LLC, and Nomura Securities International, Inc. David holds several professional licenses, including the Series 63, Series 65, and Series 8 exams. He specializes in providing financial planning, portfolio management, and pension consulting services to a range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/21/2021 - Present
Beacon Pointe Advisors, LLC (Newport Beach CA)
NY
08/13/2003 - 12/15/2005
MBSC, LLC (NEW YORK NY)
NY
04/01/1996 - 04/07/1997
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 09/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure David Emmes is the right advisor for you? Invested Better is here to help.
