Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Emig is a financial advisor with over 20 years of experience in the industry. David has worked at Wells Fargo Clearing Services, LLC since 2009, where he is registered as a Registered Representative in Maryland. David has also held previous positions with Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. David is a Series 7, Series 31 and Series 66 licensed individual who holds certifications for the Securities Industry Essentials Examination. David has a broad range of experience in the financial services industry, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals. David is also a trustee for nephews/nieces/brother and is an active member of the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/20/2009 - Present
Wells Fargo Clearing Services, LLC (BEL AIR MD)
MD
02/21/2006 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)
MD
11/15/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 12/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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