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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Dalton is a financial advisor with over 30 years of experience in the industry. He is currently registered with LPL Financial LLC and has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Dalton has a broad range of experience in various financial services areas, including investment advisory, securities brokerage, and insurance. David Michael Dalton holds Series 6, 7, 22, 24, 63, and 65 licenses. He is also registered in multiple states as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
08/05/2020 - Present
LPL Financial LLC (WEST CHESTER OH)
OH
12/20/2002 - 01/02/2020
LPL FINANCIAL LLC (WEST CHESTER OH)
MA
11/17/1994 - 12/20/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
10/27/1993 - 11/02/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
12/04/1992 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
FL
01/01/1990 - 12/04/1992
INVESTACORP, INC. (MIAMI FL)
NA
05/23/1989 - 06/21/1989
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
02/14/1989 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
NA
09/03/1986 - 02/24/1989
VESTAX SECURITIES CORPORATION
NA
11/25/1985 - 09/29/1986
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
10/04/1985 - 12/06/1985
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 10/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/03/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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