Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Crow is a registered representative with Axos Clearing LLC in Omaha, NE. David holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses and has been in the industry since June 12, 2001. Prior to joining Axos Clearing LLC, David worked for PERSHING ADVISOR SOLUTIONS LLC and PERSHING LLC in Oakbrook Terrace, IL. David is registered in Colorado, Nebraska, New Jersey, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/13/2023 - Present
Axos Clearing LLC (Omaha NE)
IL
11/30/2021 - 02/03/2023
PERSHING ADVISOR SOLUTIONS LLC (Oakbrook Terrace IL)
IL
06/12/2001 - 02/03/2023
PERSHING LLC (Oakbrook Terrace IL)
BC
Issued 01/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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