Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Crotty is a financial advisor who has been in the industry since 1994. He is currently registered with BOK Financial Securities, Inc. in Fort Worth, TX. David Crotty is experienced in providing financial advice to both individuals and corporations. He has a broad range of experience, having worked with firms including T. Rowe Price Investment Services, Inc., ASCENSUS FINANCIAL SERVICES, LLC., DIVERSIFIED INVESTORS SECURITIES CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FIDELITY BROKERAGE SERVICES, INC., and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/19/2021 - Present
BOK Financial Securities, Inc. (Fort Worth TX)
MD
04/26/2017 - 03/15/2021
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
PA
03/24/2014 - 04/07/2017
ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)
TX
08/06/2009 - 01/05/2011
DIVERSIFIED INVESTORS SECURITIES CORP. (IRVING TX)
TX
08/17/2000 - 06/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
RI
02/26/1998 - 07/21/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
06/30/1995 - 02/06/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NJ
07/20/1989 - 07/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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