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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Connelly is a financial advisor who has been in the industry since December 20, 2005. He has a wide range of experience, having worked for Capital Brokerage Corporation and Phoenix Equity Planning Corporation before joining MML Investors Services, LLC. David is a certified financial planner and holds several licenses, including the Series 6, Series 7, Series 63, and SIE exams. His main office is located at 4695 Macarthur Court, Suite 1000, Newport Beach, CA 92660. David specializes in providing financial planning, asset allocation programs, and portfolio management for individuals and businesses. He is registered with the state of California and other states including Arizona, Colorado, Idaho, Iowa, Maine, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Jersey, Ohio, Oregon, Tennessee, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
02/17/2016 - Present
MML Investors Services, LLC (NEWPORT BEACH CA)
VA
02/20/2002 - 06/06/2007
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
03/06/1995 - 12/31/1999
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 02/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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