Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Colby is a financial professional with over 3 years of experience in the industry. David is registered to offer securities and investment advisory services in Alabama, Arizona, Illinois, Iowa, Michigan, Minnesota, New York, Ohio, Washington, and Wisconsin. David is a licensed representative of Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a registered broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
11/08/2019 - Present
Northwestern Mutual Investment Services, LLC (STEVENS POINT WI)
BC
Issued 11/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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