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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Coiro is an investment advisor representative with Cambridge Investment Research Advisors, Inc., based in Los Angeles, California. David has been in the financial services industry since 1973. David has a broad range of experience, having worked with firms such as Symphonic Securities, RIM Securities, and Rochdale Securities. David's focus is on providing financial planning and portfolio management for individuals and businesses. David's qualifications include holding the Series 63, Series 65, Series 7, Series 72, Series 24, and Series 53 licenses, along with the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/12/2024 - Present
Cambridge Investment Research Advisors, Inc. (Los Angeles CA)
NY
04/12/2017 - 01/19/2024
SYMPHONIC SECURITIES LLC (NEW YORK NY)
NY
10/20/1986 - 02/21/2017
RIM SECURITIES LLC (NEW YORK NY)
NA
11/28/1983 - 03/17/1987
ROCHDALE SECURITIES CORPORATION
NA
05/07/1979 - 09/08/1983
R. W. CORBY & CO., INC.
NA
12/26/1972 - 02/09/1979
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
IA
Issued 01/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/1991
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/12/1979
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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