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David Michael Cass

TLG Advisors, Inc.

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About David Michael Cass

David Michael Cass is an investment advisor representative with TLG Advisors, Inc. David has been in the securities industry since 1987. David is also a registered investment advisor in the state of Minnesota. Prior to joining TLG Advisors, Inc., David was employed by Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., The Leaders Group, Inc., Chase Investment Services Corp., Lincoln Financial Distributors, Inc., Sun Life Financial Distributors, Inc., Tower Square Securities, Inc., John Hancock Funds, Inc., Walnut Street Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Edward D. Jones & Co., L.P., and Cova Life Sales Company.

Firm Information

David Cass is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Cass’s Registration & Firm History

CO

04/14/2022 - Present

TLG Advisors, Inc. (LITTLETON CO)

NY

07/01/2020 - 04/06/2022

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

07/01/2020 - 04/06/2022

MERCER ALLIED COMPANY, L.P. (COHOES NY)

TX

11/01/2017 - 07/01/2020

CETERA ADVISOR NETWORKS LLC (IRVING TX)

CA

01/13/2016 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

CO

01/22/2008 - 12/31/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

OH

03/23/2007 - 07/12/2007

CHASE INVESTMENT SERVICES CORP. (DUBLIN OH)

PA

06/16/2005 - 01/03/2007

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

MA

10/23/2002 - 06/22/2005

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CA

06/05/2002 - 11/18/2002

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MA

11/03/2000 - 07/13/2001

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

CA

06/03/1999 - 09/20/2000

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

03/27/1997 - 12/22/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MO

03/21/1994 - 05/27/1997

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

IL

01/01/1990 - 03/21/1994

COVA LIFE SALES COMPANY (OAKBROOK TERRACE IL)

NA

10/20/1982 - 07/19/1988

EDWARD D. JONES & CO., L.P.

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Licenses & Designations

BOTH

Issued 04/11/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/20/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Michael Cass.
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