Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Capozzi is an investment advisor representative with MML Investors Services, LLC. David has been in the financial services industry for almost two decades, starting their career in 2004. David holds Series 6, 7, 24 and 63 securities licenses as well as the SIE exam. They are licensed in 13 states and are active in the financial industry in Tennessee and Texas. David is also a licensed enrolled agent and notary public, as well as being registered as an Investment Advisor Representative in Tennessee. David has held previous roles with PRUCO SECURITIES, LLC., ALLSTATE FINANCIAL SERVICES, LLC and WILBANKS SECURITIES, INC.. In addition to their financial expertise, David is knowledgeable in accounting and tax preparation, offering financial advice to a wide range of clients including corporations, trusts and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
10/02/2024 - Present
MML Investors Services, LLC (Brentwood TN)
TN
12/19/2016 - 12/13/2018
PRUCO SECURITIES, LLC. (Franklin TN)
TN
08/25/2008 - 01/04/2017
ALLSTATE FINANCIAL SERVICES, LLC (FRANKLIN TN)
TN
07/08/2004 - 08/20/2008
WILBANKS SECURITIES, INC. (BRENTWOOD TN)
BOTH
Issued 06/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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