Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brown is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Osaic Wealth, Inc. as a registered representative and investment advisor representative. Previously, David was registered with FSC Securities Corporation. David has passed the Series 63, Series 65, and Series 7TO exams. David offers a variety of services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/26/2024 - Present
Osaic Wealth, Inc. (HUNTINGTON BEACH CA)
CA
08/16/1995 - 11/03/2023
FSC SECURITIES CORPORATION (HUNTINGTON BEACH CA)
CA
10/26/1983 - 08/16/1995
CORPORATE BENEFIT SECURITIES, INC. (MISSION VIEJO CA)
NA
09/19/1986 - 02/26/1993
UNICORP FINANCIAL GROUP
NA
06/28/1983 - 10/27/1983
WESTLAKE SECURITIES, INC.
NA
05/26/1981 - 07/11/1983
EWING, CREATH & BROWN SECURITIES, INC.
NA
11/09/1979 - 05/12/1983
CASEY FOSS SECURITIES CORPORATION
NA
03/26/1981 - 10/08/1981
CHRISTOPHER WEIL & COMPANY, INC
NA
05/09/1978 - 11/09/1979
CHRISTOPHER WEIL & COMPANY, INC
NA
03/14/1974 - 06/11/1978
SUTRO & CO. INCORPORATED
NA
08/07/1972 - 04/18/1974
SHEARSON, HAMMILL & CO., INCORPORATED
NA
02/04/1972 - 05/20/1972
M. H. DECKARD & CO., INC.
NA
03/04/1969 - 03/22/1972
OPPENHEIMER MANAGEMENT CORPORATION
IA
Issued 01/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/16/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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