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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Brendza is a financial advisor with over 30 years of experience in the industry. David Michael Brendza is currently registered with Raymond James & Associates, Inc. and has been with the firm since April 2018. Before that, David Michael Brendza was a financial advisor with Morgan Stanley for nearly 9 years. David Michael Brendza holds Series 3, 7, 63, and 65 licenses, as well as the SIE exam. David Michael Brendza is a registered investment advisor in Arizona, Illinois, Indiana, and Texas. David Michael Brendza is a member of the Indiana High School Athletic Association and coaches high school football and basketball.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/25/2018 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
06/01/2009 - 05/22/2018
MORGAN STANLEY (CHICAGO IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
06/30/1994 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
NA
07/12/1993 - 07/06/1994
NATIONSSECURITIES
NY
10/20/1987 - 07/12/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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