Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bornstein is a financial professional with over 15 years of experience in the industry. David is currently registered with Keybanc Capital Markets Inc. and has held previous roles with SG Americas Securities, LLC, CIT Capital Securities LLC, Chiron Investments, LLC and McFarland, Grossman & Company. David holds the Series 7, 63, 79TO and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/13/2017 - Present
Keybanc Capital Markets Inc. (HOUSTON TX)
TX
02/03/2011 - 04/11/2017
SG AMERICAS SECURITIES, LLC (HOUSTON TX)
NY
06/19/2007 - 07/09/2010
CIT CAPITAL SECURITIES LLC (NEW YORK NY)
TX
09/13/2005 - 06/05/2006
CHIRON INVESTMENTS, LLC (HOUSTON TX)
TX
07/21/2004 - 09/20/2004
MCFARLAND, GROSSMAN & COMPANY (HOUSTON TX)
BC
Issued 10/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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