Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Boon is a registered investment advisor representative with Oppenheimer & Co. Inc. David has been in the financial services industry since 1994 and is registered in 20 states. David is also a Series 31 and Series 7 licensed securities representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
05/01/2009 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
05/14/2003 - 05/13/2009
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
05/17/2000 - 05/11/2001
CHAUNER SECURITIES, INC. (NORTHBROOK IL)
NY
12/09/1994 - 04/03/1998
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
08/11/1994 - 12/09/1994
MERCER ALLIED CORPORATION (ALBANY NY)
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Boon is the right advisor for you? Invested Better is here to help.
