Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Blindman is a registered representative with UBS Financial Services Inc. He is a registered advisor in Tennessee and Texas. David has been working in the financial services industry since 1987. David has worked with UBS Financial Services Inc. since March of 1991. Before UBS Financial Services Inc., David has worked with PROGRESSIVE CAPITAL SECURITIES CORPORATION, UNION PLANTERS INVESTMENT BANKERS GROUP, INC., and BRENNER STEED, INC. David holds a Series 7, 24, 63, 72 and SIE licenses and is also a registered Investment Advisor. David has experience in a wide range of financial services, including financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. David is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
09/19/2002 - Present
UBS Financial Services Inc. (MEMPHIS TN)
NA
09/24/1990 - 03/28/1991
PROGRESSIVE CAPITAL SECURITIES CORPORATION
NA
01/04/1988 - 09/20/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
07/14/1987 - 12/31/1987
BRENNER STEED, INC.
BC
Issued 11/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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