Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baum is a financial advisor who has been in the industry since 1991. David has served as a registered representative for Cambridge Investment Research Advisors, Inc., since December 2009. Prior to joining Cambridge Investment Research Advisors, Inc., David was affiliated with Multi-Financial Securities Corporation, Vestax Securities Corporation and New England Securities. David specializes in retirement planning, investment management, and insurance services. David also has experience in business and real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
12/08/2009 - Present
Cambridge Investment Research Advisors, Inc. (PERRYSBURG OH)
OH
01/01/2004 - 12/08/2009
MULTI-FINANCIAL SECURITIES CORPORATION (PERRYSBURG OH)
OH
08/04/1997 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
NY
11/04/1991 - 08/25/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 05/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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