Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Baran has been in the financial services industry since 2010. David is currently registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Prior to that, David was registered with SRT Securities LLC, Bay Crest Partners, LLC, Tullett Prebon Financial Services LLC, and GFI Securities LLC. David holds the Series 7, Series 55, Series 57TO, and SIE licenses. David is registered in 53 states and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/02/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MI
12/19/2021 - 08/31/2022
SRT SECURITIES LLC (BIRMINGHAM MI)
NY
09/16/2016 - 01/10/2020
BAY CREST PARTNERS, LLC (NY NY)
NJ
05/02/2011 - 08/26/2016
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
11/21/2007 - 05/11/2011
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 10/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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