Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baker is a financial advisor with over 13 years of experience in the industry. David is currently registered with FTI Capital Advisors, LLC in Denver, CO and is also registered with the state of Colorado, New Jersey, and New York. David has a Series 7, 79, 24, 63 and SIE licenses and specializes in investment banking. Prior to joining FTI Capital Advisors, LLC, David was with Capstone Partners in Boston, MA, Headwaters BD, LLC in Denver, CO and Lazard Middle Market LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/01/2023 - Present
FTI Capital Advisors, LLC (DENVER CO)
MA
05/11/2018 - 01/09/2023
CAPSTONE PARTNERS (BOSTON MA)
CO
03/05/2013 - 11/04/2018
HEADWATERS BD, LLC (DENVER CO)
IL
06/19/2008 - 07/31/2008
LAZARD MIDDLE MARKET LLC (CHICAGO IL)
IL
12/10/2007 - 07/31/2008
LAZARD FRERES & CO. LLC (CHICAGO IL)
IL
01/19/2006 - 07/31/2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC. (CHICAGO IL)
BC
Issued 09/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Baker is the right advisor for you? Invested Better is here to help.
