Unclaimed
David Brickman is a financial professional registered with FINRA and the state of New York. David is affiliated with Newpoint Real Estate Capital Securities LLC. David has passed the Series 7TO, Series 99TO, Series 24 and SIE exams. David holds a General Securities Principal license. David Brickman is a relatively new member of the industry, having entered the profession on June 20, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2023 - Present
Newpoint Real Estate Capital Securities LLC (NEW YORK NY)
BC
Issued 03/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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