Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mesa is a registered representative with Northwestern Mutual Investment Services, LLC. David has been in the financial services industry for more than ten years. David is licensed to sell securities in several states, including Wisconsin, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, Minnesota, New York, North Carolina, Oklahoma, Texas, Virginia, Washington, and California. David holds the Series 6, 7, 26, 63, and 65 licenses. David is also a registered investment advisor in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (De Pere WI)
IA
Issued 12/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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