Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mendieta is a financial advisor with UBS Financial Services Inc. in New York, NY. David has over 6 years of experience in the financial services industry. David has a Series 7, 6, 63, and 65 licenses and is registered in 13 states. David has a strong background in providing investment advice and financial planning services to individuals, families, and businesses. David is dedicated to providing personalized advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
02/04/2016 - 06/19/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/02/2015 - 01/15/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2012 - 01/05/2015
J.P. MORGAN SECURITIES LLC (WOODSIDE NY)
NY
09/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WOODSIDE NY)
IA
Issued 09/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Mendieta is the right advisor for you? Invested Better is here to help.
