Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Novak is a financial professional with over a decade of experience in the financial services industry. David has held various positions at several firms, including Charles Schwab & Co., Inc. and Ameriprise Financial Services, Inc. David currently works at Stifel, Nicolaus & Company, Inc., where he specializes in providing financial planning and investment management services to a diverse clientele. David is dedicated to helping his clients achieve their financial goals through personalized and comprehensive strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
08/23/2019 - Present
Stifel, Nicolaus & Company, Inc. (BETHESDA MD)
DC
06/20/2014 - 04/07/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WASHINGTON DC)
FL
07/07/2010 - 05/28/2013
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
NC
03/27/2009 - 06/14/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
11/13/2008 - 01/15/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HIGH POINT NC)
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/07/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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