Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mell is a financial professional with over 16 years of experience in the industry. David is currently registered with Rothschild & Co. US Inc. and is licensed to conduct business in New York. Before joining Rothschild & Co. US Inc. David worked at RBC Capital Markets, LLC and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/26/2022 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
07/20/2016 - 03/02/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/12/2012 - 07/26/2016
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
05/17/2006 - 08/21/2008
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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