Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mcwilliam Lucas is a financial advisor with Raymond James & Associates, Inc. David has been in the industry since 1977. David is registered in 24 states including California, Arizona, Texas, and more. David has a wide range of experience in the financial services industry, including working with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Western International Securities, Inc. David is also a registered Investment Advisor. David offers a variety of financial services to individuals and businesses, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/04/2013 - Present
Raymond James & Associates, Inc. (San Jose CA)
CA
01/01/2008 - 01/25/2011
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
07/28/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN JOSE CA)
CA
04/14/2000 - 08/01/2000
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CO
11/02/1995 - 05/09/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
MO
09/04/1990 - 11/03/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/21/1982 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
02/27/1980 - 06/09/1982
MORGAN STANLEY & CO., INCORPORATED
NA
08/31/1977 - 02/27/1980
SHUMAN, AGNEW & CO., INC.
NA
07/26/1977 - 08/16/1977
SHUMAN, AGNEW & CO., INC.
IA
Issued 04/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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