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David McVane

National Financial Services LLC

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About David McVane

David McVane is a financial professional with over 20 years of experience in the industry. David is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. David is licensed in multiple states including Illinois, Massachusetts, New Jersey, and Texas. David holds various FINRA licenses including Series 4, 7, 24, 28, 63 and 65. David is based in Boston, Massachusetts.

Firm Information

David McVane is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David McVane’s Registration & Firm History

MA

12/23/2019 - Present

National Financial Services LLC (BOSTON MA)

CA

04/17/1998 - 10/16/2000

BACK BAY CAPITAL, INC. (SAN DIEGO CA)

NY

01/23/1998 - 03/30/1998

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

NY

04/20/1994 - 03/27/1998

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

CA

11/16/1993 - 02/04/1994

MONTANO SECURITIES CORPORATION (ORANGE CA)

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Licenses & Designations

BC

Issued 11/23/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/17/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/04/2018

Series 24 - General Securities Principal Examination

BC

Issued 06/08/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/08/1999

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for David McVane. Review regulatory record here.
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