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David Mclean Adams

Southstate|duncanwilliams Securities Corp.

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About David Mclean Adams

David Mclean Adams is a financial advisor with Southstate|duncanwilliams Securities Corp. David has been in the financial services industry since 2000. David is registered with FINRA and the states of Alabama, Florida, Georgia, North Carolina, South Carolina, and Virginia. David has passed the Series 3, 7, 50, 52, 63, and SIE exams. David has experience with Stiefel, Nicolaus & Company, Incorporated, George K. Baum & Company, Scott & Stringfellow, LLC, Salomon Smith Barney Inc., The Robinson-Humphrey Company, LLC, Nationsbanc Capital Markets, Inc., and Banc of America Securities LLC.

Firm Information

David Adams is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Adams’s Registration & Firm History

NC

10/31/2023 - Present

Southstate|duncanwilliams Securities Corp. (Charlotte NC)

NC

09/27/2019 - 12/23/2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)

NC

11/01/2012 - 09/27/2019

GEORGE K. BAUM & COMPANY (CHARLOTTE NC)

NC

03/20/2006 - 10/19/2012

SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)

NY

02/06/2001 - 05/18/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

GA

08/17/2000 - 05/18/2001

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

NY

02/24/1998 - 07/31/2000

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/30/1991 - 03/15/1996

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 03/18/2006

Series 52 - Municipal Securities Representative Examination

BC

Issued 12/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1988

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Mclean Adams.
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