Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McLaren Long is a financial advisor with over 20 years of experience in the industry. David McLaren Long is currently registered with TP Icap Global Markets Americas LLC and holds Series 4, Series 7, Series 24 and Series 63 licenses. David McLaren Long is also registered in New Jersey and New York. David McLaren Long was previously registered with LINKBROKERS DERIVATIVES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/26/2003 - 04/29/2013
LINKBROKERS DERIVATIVES LLC (NEW YORK NY)
BC
Issued 09/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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