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David Mcdonald Gruen

Northwestern Mutual Investment Services, LLC

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About David Mcdonald Gruen

David Mcdonald Gruen is a financial advisor registered with Northwestern Mutual Investment Services, LLC. David has been working in the financial industry since May 2012. David is registered with the following states: California, Colorado, District of Columbia, Florida, Indiana, Iowa, Maryland, Michigan, Minnesota, New York, Texas, Utah, Virginia, Washington, and Wisconsin. David is also registered with FINRA and is a member of the Financial Industry Regulatory Authority (FINRA). David is licensed to sell insurance products in Florida. David is also a 50% owner of Golden OSO LLC, Golden Guapo LLC, BAPO & SONS ENTERPRISES LLC, and 10920 NE 10TH AVE, as well as a 100% owner of a real estate license and a Board Member of the Biscayne Park Planning and Design Review Board.

Firm Information

David Gruen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

100 SE 2nd St Ste 2610

MIAMI, FL 33131

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Gruen’s Registration & Firm History

FL

03/05/2014 - Present

Northwestern Mutual Investment Services, LLC (MIAMI FL)

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Licenses & Designations

IA

Issued 3/3/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/1/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/4/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/4/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Mcdonald Gruen.
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