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David Max Plisco

Alamo Capital

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About David Max Plisco

David Plisco is a financial advisor at Alamo Capital. David has been in the financial industry since 1993 and has a strong background in securities and investment advisory services. David holds several securities licenses, including Series 7, 63, 3, 4, and 24. He is also registered with the state of California and several other states. David's specialties include financial planning, portfolio management for individuals and businesses, and providing educational seminars for clients.

Firm Information

David Plisco is currently registered with Alamo Capital. Alamo Capital is an investment advisor corporation formed in August 1987. The firm provides financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Alamo Capital is registered with the Securities and Exchange Commission (SEC) and is also registered in 39 states. The firm manages approximately $81,684,700 in assets for 14 clients, including high-net-worth individuals, charitable organizations, and individuals other than high-net-worth individuals.

$81.68M

Assets Under Management

7

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Plisco’s Registration & Firm History

CA

06/01/2020 - Present

Alamo Capital (WALNUT CREEK CA)

CA

10/12/2015 - 06/04/2020

LADENBURG THALMANN & CO. INC. (IRVINE CA)

CA

04/28/1995 - 10/15/2015

GILFORD SECURITIES INCORPORATED (IRVINE CA)

NA

01/04/1993 - 05/15/1995

LIBERTY CAPITAL MARKETS, INC.

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Licenses & Designations

BC

Issued 12/31/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1996

Series 24 - General Securities Principal Examination

BC

Issued 06/19/1996

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/18/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Max Plisco.
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