Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthews is a financial advisor registered with Allworth Financial, LP. David is a registered investment advisor representative in California and Texas. David has been active in the financial services industry since February 21, 2004. David has experience working for other firms such as CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., AMERITRADE, INC., and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/01/2024 - Present
Allworth Financial, LP (Addison TX)
TX
07/27/2021 - 01/08/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
04/22/2006 - 12/20/2023
TD AMERITRADE, INC. (SOUTHLAKE TX)
TX
11/08/2004 - 04/22/2006
AMERITRADE, INC. (FORT WORTH TX)
CA
10/09/2003 - 10/15/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 12/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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