Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walker is a financial advisor with over 30 years of experience in the industry. David is currently registered with LPL Financial LLC, and has previously worked with SunTrust Investment Services, Inc., LINSCO/PRIVATE LEDGER CORP., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and SMITH BARNEY SHEARSON INC. David holds several licenses and registrations including Series 7, 63, 66, 24, 26 and SIE. David focuses on providing investment advice and financial planning services to a variety of clients including individuals, corporations and charitable organizations. David's specialties include investments, retirement planning, and estate planning. David is committed to providing personalized advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/26/2010 - Present
LPL Financial LLC (ROANOKE VA)
VA
04/20/2006 - 04/27/2010
SUNTRUST INVESTMENT SERVICES, INC. (ROANOKE VA)
SC
03/18/1997 - 11/28/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
09/13/1994 - 03/19/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
08/28/1993 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/02/1992 - 08/13/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BOTH
Issued 06/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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