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David Matthew Thompson

Thompson Capital Management, LLC

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About David Matthew Thompson

David Matthew Thompson is a registered investment advisor representative with Thompson Capital Management, LLC. David has been in the industry since 2014 and holds a Series 3 license. David is a Chartered Financial Analyst. David's firm, Thompson Capital Management, LLC, is headquartered in Indian Head Park, Illinois. Thompson Capital Management, LLC has a total of $193,724,388 in regulatory assets under management. They provide financial planning and portfolio management services for individuals.

Firm Information

David Thompson is currently registered with Thompson Capital Management, LLC. Thompson Capital Management, LLC is an investment advisor registered with the SEC. The firm manages approximately $193.7 million in assets, primarily for high-net-worth individuals and other investment advisors. They offer financial planning and portfolio management services.

$193.72M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Thompson’s Registration & Firm History

IL

05/14/2019 - Present

Thompson Capital Management, LLC (INDIAN HEAD PARK IL)

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Licenses & Designations

BC

Issued 12/19/2008

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Matthew Thompson.
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