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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthew Simula is a financial advisor with over 20 years of experience in the industry. David currently works at LPL Financial LLC in Folsom, CA. Previously, David has held positions at UnionBanc Investment Services, LLC, Global Atlantic Distributors, LLC, MWA Financial Services Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., Capital Brokerage Corporation, Essex National Securities, Inc. and Princor Financial Services Corporation. David holds licenses for Series 63, Series 24, SIE and Series 7 exams. David specializes in providing financial advice to individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. David also offers educational seminars and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/11/2020 - Present
LPL Financial LLC (FOLSOM CA)
CA
09/12/2018 - 01/08/2019
UNIONBANC INVESTMENT SERVICES, LLC (SACRAMENTO CA)
CT
07/29/2015 - 10/20/2016
GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)
CA
05/17/2013 - 07/29/2013
MWA FINANCIAL SERVICES INC. (FAIR OAKS CA)
CA
02/16/2010 - 02/28/2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC (STOCKTON CA)
CA
07/30/2001 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (SONORA CA)
VA
09/22/2000 - 07/30/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
03/09/1999 - 09/18/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
06/19/1998 - 03/05/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 08/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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