Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthew Ritchey is a financial professional with over 20 years of experience in the financial services industry. David Ritchey is currently registered with Symetra Securities, Inc. in Indiana and Washington. David Ritchey previously worked with several firms including ALPS Distributors, Inc., ALPS Portfolio Solutions Distributor, Inc., National Planning Corporation, SunAmerica Capital Services, Inc., Directed Services LLC, Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company and Nationwide Investment Services Corporation. David Ritchey holds the Series 6, 7, 26, 63 and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
12/12/2022 - Present
Symetra Securities, Inc. (BELLEVUE WA)
CO
01/03/2019 - 11/08/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
01/02/2014 - 12/31/2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
11/19/2013 - 12/31/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
IN
04/13/2012 - 11/25/2013
NATIONAL PLANNING CORPORATION (CARMEL IN)
NJ
12/15/2010 - 03/05/2012
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
PA
10/16/2007 - 12/01/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
MN
01/01/2007 - 10/17/2007
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
05/19/2005 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/19/2005 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
01/14/2002 - 05/10/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IA
Issued 02/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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