Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Matthew Palumbo is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the industry since June 2007, and has a broad range of experience working with clients from high-net-worth individuals to corporations and charitable organizations. David is committed to providing personalized financial advice and building long-lasting relationships with clients. David has extensive knowledge in portfolio management and other financial planning areas, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
OH
01/29/2020 - 02/04/2020
RAYMOND JAMES & ASSOCIATES, INC. (MEDINA OH)
OH
02/26/2019 - 05/06/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Fairlawn OH)
NY
01/24/2008 - 02/20/2019
FIDELITY BROKERAGE SERVICES LLC (ROCHESTER NY)
OH
10/30/2007 - 11/08/2007
U.S. BANCORP INVESTMENTS, INC. (EUCLID OH)
OH
05/02/2006 - 10/18/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MAYFIELD HEIGHTS OH)
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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