Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid O'Connell is a financial professional with over 30 years of experience in the financial services industry. David is a registered representative and investment advisor representative with Hornor, Townsend & Kent, LLC and holds FINRA Series 7, 24, 63 and 65 licenses. David has previously worked with firms like LPL Financial Corporation, HSBC Securities (USA) Inc., IFMG Securities, Inc., Commerce Capital Markets, Inc., CITICORP INVESTMENT SERVICES, Dreyfus Service Corporation and Seligman Advisors, Inc. David's experience includes providing financial planning, portfolio management for businesses and individuals, and pension consulting. David is a multi-line insurance broker with experience in life, health, disability and long term care insurance. David is also a registered representative in Colorado, Florida, Georgia, New Jersey, New York, North Carolina, Pennsylvania and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
12/10/2009 - 05/05/2010
LPL FINANCIAL CORPORATION (FOREST HILLS NY)
NY
05/08/2009 - 12/11/2009
HSBC SECURITIES (USA) INC. (HAUPPAUGE NY)
NY
02/02/2007 - 05/05/2009
LPL FINANCIAL CORPORATION (OAKDALE NY)
NY
12/21/2005 - 02/09/2007
IFMG SECURITIES, INC. (SMITHTOWN NY)
PA
05/05/2004 - 12/15/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
03/06/2002 - 05/12/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/20/2001 - 03/15/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
01/31/2000 - 04/19/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
03/26/1998 - 02/04/2000
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
05/05/1995 - 06/05/1997
COUNSELLORS SECURITIES INC. (NEW YORK NY)
NY
02/25/1992 - 01/25/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CO
11/01/1991 - 12/11/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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