Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nicholson is a financial advisor with over 25 years of experience in the industry. David is currently registered with Seia, LLC, an independent Registered Investment Advisor (RIA) located in Los Angeles, California. Previously, David was employed by OSAIC WEALTH, INC. and SIGNATOR INVESTORS, INC., among others. He holds several securities licenses including Series 7, 24, 53, 63, and 55, and is a licensed insurance agent in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/10/2018 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 08/23/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
CA
08/22/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
08/21/2013 - 06/08/2017
BMA SECURITIES, LLC (EL SEGUNDO CA)
CA
07/21/2006 - 02/27/2013
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
12/09/2005 - 07/11/2006
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
CA
09/10/2002 - 01/03/2006
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
TX
08/23/1999 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
11/05/1996 - 07/20/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/14/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/21/2003
Series 14 - Compliance Officer Examination
BC
Issued 10/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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