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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mosher is a financial advisor with over 30 years of experience in the industry. David is a registered representative with Edward Jones, and holds licenses in multiple states including North Carolina and Texas. David is also a registered investment advisor in North Carolina and Texas. He has a wide range of experience, including working with individual investors, small businesses, and charitable organizations. David's background includes previous roles with BB&T Investment Services, Inc. and First Union Brokerage Services, Inc. David's professional certifications include Series 3, 7, 63, and 66. He is also a registered representative with FINRA. David has a strong commitment to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/09/2019 - Present
Edward Jones (BOONE NC)
NC
08/23/1995 - 09/27/2000
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/10/1992 - 08/22/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
11/23/1988 - 04/11/1991
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BOTH
Issued 07/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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