Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor with over 19 years of experience in the industry. He has a diverse background, having worked for several prominent firms, including Deutsche Bank Securities Inc., Knight Securities, L.P., and Prudential Securities Incorporated. David holds several industry licenses, including Series 7, 24, 55, 63, and SIE, demonstrating his commitment to professional development and knowledge. Currently, David is a registered representative with UBS Securities LLC, a leading global financial services firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
03/12/2002 - 06/04/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
04/05/1999 - 04/17/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
08/07/1998 - 04/15/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Miller is the right advisor for you? Invested Better is here to help.
