Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Maher is a financial advisor with ICR Capital LLC, a firm registered with the Securities and Exchange Commission (SEC). David has been in the financial services industry for over a decade, holding previous positions with Locust Walk Securities, LLC and Brooks, Houghton Securities, Inc. David's expertise includes Investment Banking, as evidenced by his Series 79TO license. David is also licensed with Series 7 and SIE licenses, and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/27/2024 - Present
ICR Capital LLC (NEW YORK NY)
MA
04/08/2021 - 11/28/2022
LOCUST WALK SECURITIES, LLC (BOSTON MA)
CT
12/10/2015 - 04/05/2021
BROOKS, HOUGHTON SECURITIES, INC. (Stamford CT)
NY
08/19/2008 - 12/18/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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