Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lipinski is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 18 years of experience in the financial services industry. David has been a registered representative with Merrill Lynch since November 2017. Prior to that, David held positions at J.P. Morgan Securities LLC, TD Ameritrade, Inc., Assent LLC, Crowell, Weedon & Co., and Wells Fargo Investments, LLC. David is licensed to provide financial advice in multiple states, including California, Texas, Colorado, Delaware, Hawaii, Illinois, New Jersey, North Carolina, Ohio, Oklahoma, Oregon, Virginia, and Washington. David is dedicated to providing comprehensive financial planning and investment management services to meet the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/09/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
12/09/2015 - 11/24/2017
J.P. MORGAN SECURITIES LLC (MANHATTAN BEACH CA)
CA
02/28/2008 - 12/02/2015
TD AMERITRADE, INC. (BEVERLY HILLS CA)
CA
03/05/2007 - 11/30/2007
ASSENT LLC (SAN FRANCISCO CA)
CA
11/16/2005 - 11/24/2006
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
08/11/2004 - 08/10/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/18/2002 - 01/22/2003
DIVERSIFIED GLOBAL CAPITAL GROUP, INC. (NEWPORT BEACH CA)
BOTH
Issued 04/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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